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ILCO CLE Presentations

Securities Law CLE - Investment Funds Prospectuses

Date: May 3, 2022 - 12:00 PM - 1:00 PM Location: via Zoom Fee:

Non-Members $60 + HST

Ordinary, Students, Retired, Extra-Provincial members - $40 +HST

Associate members - $35 + HST

Fellow members - $30 + HST

 

Deadline to register: May 1, 2022

Withdraw Date: April 20, 2022

This session will cover the following:

Investment Funds Prospectuses:

 

  • Filing Fee Considerations
  • SEDAR Profile and Access
  • Initial Stock Exchange Submission
  • Ancillary Documents for the Preliminary and/or Pro Forma Filing
  • Determining if a CUSIP Number is needed
  • Comment Period
  • Second Stock Exchange Submission
  • Ancillary Documents for the Final Filing
  • SEDAR Form 6s
  • Making the CUSIP Eligible
  • Final Stock Exchange Submission
  • Pro Forma Deadlines
  

Presented by: Andrea Chabot, Securities Law Clerk | Fasken Martineau DuMoulin LLP

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