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ILCO CLE Presentations

Securities Law CLE - Short Form Prospectuses

Date: Apr 26, 2022 - 12:00 PM - 1:00 PM Location: via Zoom Fee:

Non-Members $60 + HST

Ordinary, Students, Retired, Extra-Provincial members - $40 +HST

Associate members - $35 + HST

Fellow members - $30 + HST

Deadline to register: April 22nd, 2022

Withdraw Date: April 9th, 2022

This session will cover the following:

Short Form Prospectuses

 

  • Qualification and Notice under NI 44-101
  • Qualification Criteria
  • Jurisdictions of Offering vs Current Reporting Jurisdictions
  • Filing Fee Considerations
  • SEDAR Profile & Project Access
  • Ancillary Documents for the Preliminary Filing 
  • Adjustments to the Ancillary Documents for Base Shelf Filings
  • Determining if a CUSIP Number is needed
  • Comment Period
  • Ancillary Documents for the Final Filing 
  • Adjustments to the Ancillary Documents for Base Shelf Filings
  • SEDAR Form 6s
  • Making the CUSIP Eligible
  • Notice of Proceeds
  • SEDI Requirements
  • Ancillary Documents for a Supplement Filing 
  • Supplement Tracking
  • Notice of Proceeds for At-The-Market Offerings

Presented by: Andrea Chabot, Securities Law Clerk | Fasken Martineau DuMoulin LLP